Excerpted from “The Long Game: China’s Grand Strategy to Displace American Order”, provided by Sinocism and Oxford University Press.
Rush Doshi is the founding director of the Brookings China Strategy Initiative and a fellow (on leave) at Yale Law School’s Paul Tsai China Center. Previously, he was a member of the Asia policy working groups for the Biden and Clinton presidential campaigns and a Fulbright Fellow in China. His research has appeared in The New York Times, The Wall Street Journal, The Washington Post, Foreign Affairs, and International Organization, among other publications. Proficient in Mandarin, Doshi received his PhD from Harvard University focusing on Chinese foreign policy and his bachelor’s from Princeton University. He is currently serving as Director for China on the Biden Administration’s National Security Council (NSC), but this work was completed before his government service, is based entirely on open sources, and does not necessarily reflect the views of the US Government or NSC.
Introduction
It was 1872, and Li Hongzhang was writing at a time of historic upheaval. A Qing Dynasty general and official who dedicated much of his life to reforming a dying empire, Li was often compared to his contemporary Otto von Bismarck, the architect of German unification and national power whose portrait Li was said to keep for inspiration.
Like Bismarck, Li had military experience that he parlayed into considerable influence, including over foreign and military policy. He had been instrumental in putting down the fourteen-year Taiping rebellion—the bloodiest conflict of the entire nineteenth century—which had seen a millenarian Christian state rise from the growing vacuum of Qing authority to launch a civil war that claimed tens of millions of lives. This campaign against the rebels provided Li with an appreciation for Western weapons and technology, a fear of European and Japanese predations, a commitment to Chinese self-strengthening and modernization—and critically—the influence and prestige to do something about it.
And so it was in 1872 that in one of his many correspondences, Li reflected on the groundbreaking geopolitical and technological transformations he had seen in his own life that posed an existential threat to the Qing. In a memorandum advocating for more investment in Chinese shipbuilding, he penned a line since repeated for generations: China was experiencing “great changes not seen in three thousand years.”
That famous, sweeping statement is to many Chinese nationalists a reminder of the country’s own humiliation. Li ultimately failed to modernize China, lost a war to Japan, and signed the embarrassing Treaty of Shimonoseki with Tokyo. But to many, Li’s line was both prescient and accurate—China’s decline was the product of the Qing Dynasty’s inability to reckon with transformative geopolitical and technological forces that had not been seen for three thousand years, forces which changed the international balance of power and ushered in China’s “Century of Humiliation.” These were trends that all of Li’s striving could not reverse.
Now, Li’s line has been repurposed by China’s leader Xi Jinping to inaugurate a new phase in China’s post–Cold War grand strategy. Since 2017, Xi has in many of the country’s critical foreign policy addresses declared that the world is in the midst of “great changes unseen in a century” [百年未有之大变局]. If Li’s line marks the highpoint of China’s humiliation, then Xi’s marks an occasion for its rejuvenation. If Li’s evokes tragedy, then Xi’s evokes opportunity. But both capture something essential: the idea that world order is once again at stake because of unprecedented geopolitical and technological shifts, and that this requires strategic adjustment.
For Xi, the origin of these shifts is China’s growing power and what it saw as the West’s apparent self-destruction. On June 23, 2016, the United Kingdom voted to leave the European Union. Then, a little more than three months later, a populist surge catapulted Donald Trump into office as president of the United States. From China’s perspective—which is highly sensitive to changes in its perceptions of American power and threat—these two events were shocking. Beijing believed that the world’s most powerful democracies were withdrawing from the international order they had helped erect abroad and were struggling to govern themselves at home. The West’s subsequent response to the coronavirus pandemic in 2020, and then the storming of the US Capitol by extremists in 2021, reinforced a sense that “time and momentum are on our side,” as Xi Jinping put it shortly after those events. China’s leadership and foreign policy elite declared that a “period of historical opportunity” [历史机遇期] had emerged to expand the country’s strategic focus from Asia to the wider globe and its governance systems. The “great change unseen in a century” associated with this transition are at the center of China’s grand strategy. “I often say that leading cadres must keep two overall situations in mind,” Xi noted in a recent speech, “one is the great rejuvenation of the Chinese nation and the other is the great changes unseen in a century. This is the basic starting point of our planning work.”
We are now in the early years of what comes next—a China that not only seeks regional influence as so many great powers do, but as Evan Osnos has argued, “that is preparing to shape the twenty-first century, much as the U.S. shaped the twentieth.” That competition for influence will be a global one, and Beijing believes with good reason that the next decade will likely determine the outcome.
As we enter this new stretch of acute competition, we lack answers to critical foundational questions. What are China’s ambitions, and does it have a grand strategy to achieve them? If it does, what is that strategy, what shapes it, and what should the United States do about it? These are basic questions for American policymakers grappling with this century’s greatest geopolitical challenge, not least because knowing an opponent’s strategy is the first step to countering it. And yet, as great power tensions flare, there is no consensus on the answers.
This book attempts to provide an answer. It enters a largely unresolved debate over Chinese strategy divided between “skeptics” and “believers.” The skeptics have not yet been persuaded that China has a grand strategy to displace the United States regionally or globally; by contrast, the believers have not truly attempted persuasion.
In its argument and structure, the book takes its inspiration in part from Cold War studies of US grand strategy. Where those works analyzed the theory and practice of US “strategies of containment” toward the Soviet Union during the Cold War, this book seeks to analyze the theory and practice of China’s “strategies of displacement” toward the United States after the Cold War.
To do so, the book makes use of an original database of Chinese Communist Party documents—memoirs, biographies, and daily records of senior officials—painstakingly gathered and then digitized over the last several years from libraries, bookstores in Taiwan and Hong Kong, and Chinese e-commerce sites. Many of the documents take readers behind the closed doors of the Chinese Communist Party, bring them into its high-level foreign policy institutions and meetings, and introduce readers to a wide cast of Chinese political leaders, generals, and diplomats charged with devising and implementing China’s grand strategy. While no one master document contains all of Chinese grand strategy, its outline can be found across a wide corpus of texts. Within them, the Party uses hierarchical statements that represent internal consensus on key issues to guide the ship of state, and these statements can be traced across time. The most important of these is the Party line (路线), then the guideline (方针), and finally the policy (政策), among other terms. Understanding them sometimes requires proficiency not only in Chinese, but also in seemingly impenetrable and archaic ideological concepts like “dialectical unities” and “historical materialism.”
In addition to examining Chinese sources, the book adopts a falsifiable approach anchored in social science and conducts a systematic study of key puzzles in Chinese military, political, and economic behavior. It argues that to identify the existence, content, and adjustment of China’s grand strategy, researchers must find evidence of (1) grand strategic concepts in authoritative texts; (2) grand strategic capabilities in national security institutions; and (3) grand strategic conduct in state behavior. Without such an approach, any analysis is more likely to fall victim to the kinds of natural biases in “perception and misperception” that often recur in assessments of other powers.
Argument in Brief
For more than a century, no US adversary or coalition of adversaries – not Nazi Germany, Imperial Japan, or the Soviet Union – has ever reached sixty percent of US GDP. China is the sole exception, and it is fast emerging into a global superpower that could rival, if not eclipse, the United States.
The book argues that the core of US-China competition since the Cold War has been over regional and now global order. It focuses on the strategies that rising powers like China use to displace an established hegemon like the United States short of war. A hegemon’s position in regional and global order emerges from three broad “forms of control” that are used to regulate the behavior of other states: coercive capability (to force compliance), consensual inducements (to incentivize it), and legitimacy (to rightfully command it). For rising states, the act of peacefully displacing the hegemon consists of two broad strategies generally pursued in sequence. The first strategy is to blunt the hegemon’s exercise of those forms of control, particularly those extended over the rising state; after all, no rising state can displace the hegemon if it remains at the hegemon’s mercy. The second is to build forms of control over others; indeed, no rising state can become a hegemon if it cannot secure the deference of other states through coercive threats, consensual inducements, or rightful legitimacy. Unless a rising power has first blunted the hegemon, efforts to build order are likely to be futile and easily opposed. And until a rising power has successfully conducted a good degree of blunting and building in its home region, it remains too vulnerable to the hegemon’s influence to confidently turn to a third strategy, global expansion, which pursues both blunting and building at the global level to displace the hegemon from international leadership. Together, these strategies at the regional and then global levels provide a rough means of ascent for the Chinese Communist Party’s nationalist elites, who seek to restore China to its due place and roll back the historical aberration of the West’s overwhelming global influence.
This is a template China has followed, and in its review of China’s strategies of displacement, the book argues that shifts from one strategy to the next have been triggered by sharp discontinuities in the most important variable shaping Chinese grand strategy: its perception of US power and threat. Since the end of the Cold War, each leader has publicly anchored Chinese grand strategy to concepts like “multipolarity” and “the international balance of forces” that are essentially polite euphemisms for the relative balance between Chinese and American power. When China’s perception of American strength shifts, its strategy generally changes.
Over the last 30 years, this has happened twice and produced two strategies. The first time was after Tiananmen Square, the Gulf War, and the Soviet collapse. This “trifecta” led China to see the United States—once a Cold War quasi-ally—as a powerful and ideologically threatening adversary. In response, Chinese leaders such as Deng Xiaoping and Jiang Zemin encouraged the country to “hide its capabilities and bide its time” [韬光养晦]. This first Chinese strategy was about quietly blunting American regional influence. Beijing used asymmetric capabilities to thwart American military power, trade agreements to constrain American economic coercion, and membership in regional institutions to stall American rule-setting and coalition-building.
A second strategic shift came 20 years later, when the global financial crisis of 2008 convinced Beijing that the United States was weakening. Chinese leader Hu Jintao revised China’s Deng-era strategy to emphasize “actively accomplishing something” [积极有所作为]. This second Chinese strategy was about building regional order. Beijing now openly pursued power projection capabilities to intervene in the region, used the Belt and Road Initiative and economic statecraft to create and wield leverage over others, and built international institutions to set regional rules.
Now, with the invocation of “great changes unseen in a century” following Brexit, President Trump’s election, and the coronavirus pandemic, China is launching a third strategy of displacement, one that expands its blunting and building efforts worldwide to displace the United States as the global leader.
In its final chapters, this book uses insights about China’s strategy to formulate an asymmetric US grand strategy in response—one that takes a page from China’s own book—and would seek to contest China’s regional and global ambitions without competing dollar-for-dollar, ship-for-ship, or loan-for-loan.
China-Led Order
What might Chinese order might look like if China is able to achieve its goal of “national rejuvenation” by the centennial of the founding of the People’s Republic of China in 2049?
At the regional level, China already accounts for more than half of Asian GDP and half of all Asian military spending, which is pushing the region out of balance and toward a Chinese sphere of influence. A fully realized Chinese order might eventually involve the withdrawal of US forces from Japan and Korea, the end of American regional alliances, the effective removal of the US Navy from the Western Pacific, deference from China’s regional neighbors, unification with Taiwan, and the resolution of territorial disputes in the East and South China Seas. Chinese order would likely be more coercive than the present order, consensual in ways that primarily benefit connected elites even at the expense of voting publics, and considered legitimate mostly to those few who it directly rewards. China would deploy this order in ways that damage liberal values, with authoritarian winds blowing stronger across the region. Order abroad is often a reflection of order at home, and China’s order-building would be distinctly illiberal relative to US order-building.
At the global level, Chinese order would involve seizing the opportunities of the “great changes unseen in a century” and displacing the United States as the world’s leading state. This would require successfully managing the principal risk flowing from the “great changes”—Washington’s unwillingness to gracefully accept decline—by weakening the forms of control supporting American global order while strengthening those forms of control supporting a Chinese alternative. That order would span a “zone of super-ordinate influence” in Asia as well as “partial hegemony” in swaths of the developing world that might gradually expand to encompass the world’s industrialized centers—a vision some Chinese popular writers describe using Mao’s revolutionary guidance to “surround the cities from the countryside” [农村包围城市]. More authoritative sources put this approach in less sweeping terms, suggesting Chinese order would be anchored in China’s Belt and Road Initiative and its Community of Common Destiny, with the former in particular creating networks of coercive capability, consensual inducement, and legitimacy.
Some of the strategy to achieve this global order is already discernable in Xi’s speeches. Politically, Beijing would project leadership over global governance and international institutions, split Western alliances, and advance autocratic norms at the expense of liberal ones. Economically, it would weaken the financial advantages that underwrite US hegemony and seize the commanding heights of the “fourth industrial revolution” from artificial intelligence to quantum computing, with the United States declining into a “deindustrialized, English-speaking version of a Latin American republic, specializing in commodities, real estate, tourism, and perhaps transnational tax evasion.” Militarily, the People’s Liberation Army (PLA) would field a world-class force with bases around the world that could defend China’s interests in most regions and even in new domains like space, the poles, and the deep sea. The fact that aspects of this vision are visible in high-level speeches is strong evidence that China’s ambitions are not limited to Taiwan or to dominating the Indo-Pacific. The “struggle for mastery,” once confined to Asia, is now over the global order and its future. If there are two paths to hegemony—a regional one and a global one—China is now pursuing both.
This glimpse at possible Chinese order maybe striking, but it should not be surprising. Over a decade ago, Lee Kuan Yew—the visionary politician who built modern Singapore and personally knew China’s top leaders—was asked by an interviewer, “Are Chinese leaders serious about displacing the United States as the number one power in Asia and in the world?” He answered with an emphatic yes. “Of course. Why not?” he began, “They have transformed a poor society by an economic miracle to become now the second-largest economy in the world—on track . . . to become the world’s largest economy.” China, he continued, boasts “a culture 4,000 years old with 1.3 billion people, with a huge and very talented pool to draw from. How could they not aspire to be number one in Asia, and in time the world?” China was “growing at rates unimaginable 50 years ago, a dramatic transformation no one predicted,” he observed, and “every Chinese wants a strong and rich China, a nation as prosperous, advanced, and technologically competent as America, Europe, and Japan.”
He closed his answer with a key insight: “This reawakened sense of destiny is an overpowering force. . . . China wants to be China and accepted as such, not as an honorary member of the West.” China might want to “share this century” with the United States, perhaps as “co-equals,” he noted, but certainly not as subordinates.
